SEC Form 4 · accession 0001357400-16-000339
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Anthony Lannie
Officer — Exec. Vice Pres & Gen Counsel
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 7,738 | $0.00 | A | 41,615 | D | |
| Common Stock | Jul 1, 2016 | F | 3,247 | $56.67 | D | 38,368 | D | |
| Common Stock | holding | — | — | — | 9,889 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 1,015 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jul 1, 2016 | M | 7,738 | D | — | — | Common Stock | 7,738 | 60,535 | D |
Explanation of responses
- F1Vesting on 07/01/2016 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 07/05/2016.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 07/01/2016. Data provided by plan administrator on 07/05/2016.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.