SEC Form 4 · accession 0001357400-16-000336

APACHE CORP · APA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and President · Director

Period of report

Jul 1, 2016

Accepted (ET)

Jul 6, 2016 · 2:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000006769

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 1, 2016	M	10,283	$0.00	A	48,527	D
Common Stock	Jul 1, 2016	F	4,314	$56.67	D	44,213	D
Common Stock	holding	—	—		—	1,383	I	By JJC IV 1984 Trust
Common Stock	holding	—	—		—	2,875	I	Held by Trustee of 401(k) Plan
Common Stock	holding	—	—		—	24,972	I	Held by Trustee of NQ Plan
Common Stock	holding	—	—		—	528	I	By JJC V 1998 Trust
Common Stock	holding	—	—		—	528	I	By CAC 1998 Trust
Common Stock	holding	—	—		—	528	I	By CEC 2003 Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F3,F4	$0.00	Jul 1, 2016	M	10,283	A	—	—	Common Stock	10,283	16,560	D
Restricted Stock / Units^F5,F6,F1	$0.00	Jul 1, 2016	M	20,566	D	—	—	Common Stock	20,566	202,337	D

F1Vesting on 07/01/2016 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 07/05/2016.
F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 07/01/2016. Data provided by plan administrator on 07/05/2016.
F3One share of Apache common stock for each phantom stock unit.
F4Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 07/01/2016. Data provided by plan administrator on 07/05/2016.
F5With tandem tax withholding right
F6One share of Apache common stock for each restricted stock unit.