SEC Form 4 · accession 0001357400-16-000299
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L House
Officer — Sr. RVP - Houston Region
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2016 | M | 1,995 | $0.00 | A | 6,677 | D | |
| Common StockF2 | May 16, 2016 | F | 837 | $54.80 | D | 5,840 | D | |
| Common Stock | holding | — | — | — | 3,194 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,807 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | May 16, 2016 | M | 1,995 | D | — | — | Common Stock | 1,995 | 50,097 | D |
Explanation of responses
- F1Vesting on 05/16/2016 of restricted stock units under employer plan - data provided by plan administrator on 05/17/2016. Vesting occurs 25% per year over four years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 05/16/2016 - data provided by plan administrator on 05/17/2016.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.