SEC Form 4 · accession 0001357400-16-000288
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2016 | M | 4,842 | $0.00 | A | 38,205 | D | |
| Common Stock | May 13, 2016 | F | 2,032 | $53.02 | D | 36,173 | D | |
| Common StockF3 | May 13, 2016 | G | 528 | $0.00 | D | 35,645 | D | |
| Common StockF4 | May 13, 2016 | G | 528 | $0.00 | D | 35,117 | D | |
| Common StockF5 | May 13, 2016 | G | 528 | $0.00 | D | 34,589 | D | |
| Common Stock | May 13, 2016 | G | 528 | $0.00 | A | 528 | I | By JJC V 1998 Trust |
| Common Stock | May 13, 2016 | G | 528 | $0.00 | A | 528 | I | By CAC 1998 Trust |
| Common Stock | May 13, 2016 | G | 528 | $0.00 | A | 528 | I | By CEC 2003 Trust |
| Common Stock | holding | — | — | — | 1,383 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,862 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 24,491 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF6,F7,F1 | $0.00 | May 13, 2016 | M | 4,842 | D | — | — | Common Stock | 4,842 | 229,203 | D |
Explanation of responses
- F1Vesting on 05/13/2016 of restricted stock units under employer plan - data provided by plan administrator on 05/16/2016. Vesting occurs 25% per year over four years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 05/13/2016 - data provided by plan administrator on 05/16/2016.
- F3Gift to the JJCV 1998 Trust of which the reporting person is the trustee.
- F4Gift to the CAC 1998 Trust of which the reporting person is the trustee.
- F5Gift to the CEC 2003 Trust of which the reporting person is the trustee.
- F6With tandem tax withholding right
- F7One share of Apache common stock for each restricted stock unit.