SEC Form 4 · accession 0001357400-16-000276
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca A Hoyt
Officer — Sr. Vice Pres, Chief Acct Off
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 739 | $0.00 | A | 9,993 | D | |
| Common Stock | Mar 2, 2016 | F | 203 | $38.62 | D | 9,790 | D | |
| Common Stock | holding | — | — | — | 13,685 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | Mar 2, 2016 | M | 739 | D | — | — | Common Stock | 739 | 50,952 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 03/01/2016. Data provided by plan administrator on 03/02/2016.
- F2With tandem tax withholding right
- F3One share of Apache common stock for each restricted stock unit.
- F4Vesting as of 03/01/2016 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 03/02/2016.