SEC Form 4 · accession 0001357400-16-000275
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen J Riney
Officer — Executive Vice Pres & CFO
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 9,000 | $0.00 | A | 15,000 | D | |
| Common Stock | Mar 2, 2016 | F | 2,988 | $38.62 | D | 12,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | Mar 2, 2016 | M | 9,000 | D | — | — | Common Stock | 9,000 | 82,415 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 03/01/2016. Data provided by plan administrator on 03/02/2016.
- F2With tandem tax withholding right
- F3One share of Apache common stock for each restricted stock unit.
- F4Vesting as of 03/01/2016 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these shares, 60 percent (net of required tax withholding) will not be eligible for sale by the reporting person until such time as he retires or otherwise terminates employment with the company. Data provided by plan administrator on 03/02/2016.