SEC Form 4 · accession 0001357400-16-000274
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 12:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 6,250 | $0.00 | A | 35,986 | D | |
| Common Stock | Mar 2, 2016 | F | 2,623 | $38.62 | D | 33,363 | D | |
| Common Stock | holding | — | — | — | 1,383 | I | By Trust | |
| Common Stock | holding | — | — | — | 2,862 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 24,049 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | $0.00 | Mar 2, 2016 | M | 6,250 | A | — | — | Common Stock | 6,250 | 6,250 | D |
| Restricted Stock / UnitsF4,F5,F6 | $0.00 | Mar 2, 2016 | M | 12,500 | D | — | — | Common Stock | 12,500 | 234,045 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 03/01/2016. Data provided by plan administrator on 03/02/2016.
- F2One share of Apache common stock for each phantom stock unit.
- F3Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - data provided by the plan administrator on 03/02/2016.
- F4With tandem tax withholding right
- F5One share of Apache common stock for each restricted stock unit.
- F6Vesting as of 03/01/2016 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these shares, 60 percent (net of required tax withholding) will not be eligible for sale by the reporting person until such time as he retires or otherwise terminates employment with the company. Data provided by plan administrator on 03/02/2016.