SEC Form 4 · accession 0001357400-16-000257
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L House
Officer — Sr. RVP - Houston Region
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Feb 4, 2016 | A | 19,204 | A | — | — | Common Stock | 19,204 | 54,764 | D |
| Option - Buy $41.24F4 | $41.24 | Feb 4, 2016 | A | 19,075 | A | — | Feb 3, 2026 | Common Stock | 19,075 | 19,075 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 02/03/2016 under employer plan - data provided by plan administrator on 02/04/2016. The units vest 1/3 per year on 03/01/2017, 02/03/18, and 02/03/19.
- F4Stock option granted 02/03/2016 under employer plan - data received from the plan administrator on 02/04/2016. Exercisable ratably over three years beginning 02/03/2017.