SEC Form 4 · accession 0001357400-16-000255
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Feb 4, 2016 | A | 18,565 | A | — | — | Common Stock | 18,565 | 48,152 | D |
| Option - Buy $41.24F4 | $41.24 | Feb 4, 2016 | A | 31,611 | A | — | Feb 3, 2026 | Common Stock | 31,611 | 31,611 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 02/03/2016 under employer plan - data provided by plan administrator on 02/04/2016. The units vest 1/3 per year on 03/01/2017, 02/03/18, and 02/03/19.
- F4Stock option granted 02/03/2016 under employer plan - data received from the plan administrator on 02/04/2016. Exercisable ratably over three years beginning 02/03/2017.