SEC Form 4 · accession 0001357400-16-000243
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca A Hoyt
Officer — Sr. Vice Pres, Chief Acct Off
Period of report
Jan 11, 2016
Accepted (ET)
Jan 12, 2016 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2016 | M | 638 | $0.00 | A | 8,543 | D | |
| Common Stock | Jan 11, 2016 | F | 209 | $36.65 | D | 8,334 | D | |
| Common Stock | Jan 11, 2016 | M | 1,367 | $0.00 | A | 9,701 | D | |
| Common Stock | Jan 11, 2016 | F | 447 | $44.47 | D | 9,254 | D | |
| Common Stock | holding | — | — | — | 13,597 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF5,F1 | $0.00 | Jan 11, 2016 | M | 638 | D | — | — | Common Stock | 638 | 37,600 | D |
| Restricted Stock / UnitsF5,F6,F3 | $0.00 | Jan 11, 2016 | M | 1,367 | D | — | — | Common Stock | 1,367 | 36,233 | D |
Explanation of responses
- F1Vesting on 01/09/2016 of restricted stock units under employer plan. Vesting occurs 25% per year over four years. Data provided by plan administrator on 01/11/2016.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 01/09/2016. Data provided by plan administrator on 01/11/2016.
- F3RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/11/2016.
- F4Shares withheld to cover required tax withholding on RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/11/2016.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.