SEC Form 4 · accession 0001357400-16-000238
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L House
Officer — Sr. RVP - Houston Region
Period of report
Jan 8, 2016
Accepted (ET)
Jan 11, 2016 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Jan 8, 2016 | A | 5,793 | A | — | — | Common Stock | 5,793 | 38,456 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F32013 Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2015. Final number of RSUs determined 01/06/2016, with vesting 50% as of 12/31/2015, 25% as of 12/31/2016, and 25% as of 12/31/2017. Data received from the plan administrator on 01/08/2016.