SEC Form 4 · accession 0001357400-15-000209
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Voytovich
Officer — Exec Vice Pres, International
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2015 | M | 5,600 | $0.00 | A | 37,139 | D | |
| Common Stock | Nov 11, 2015 | F | 2,350 | $49.40 | D | 34,789 | D | |
| Common Stock | holding | — | — | — | 3,859 | I | Held by trustee of 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Nov 11, 2015 | M | 5,600 | D | — | — | Common Stock | 5,600 | 82,428 | D |
Explanation of responses
- F1Vesting on 11/11/2015 of restricted stock units under employer plan - data provided by plan administrator on 11/12/2015. Vesting occurs 20% per year over five years.
- F2Shares withheld to cover required tax withholding on 11/11/2015 vesting of restricted stock - data provided by plan administrator on 11/12/2015.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.