SEC Form 4 · accession 0001357400-15-000147
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 4, 2015 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 4,842 | $0.00 | A | 26,872 | D | |
| Common Stock | Jun 3, 2015 | F | 2,032 | $58.87 | D | 24,840 | D | |
| Common Stock | holding | — | — | — | 1,332 | I | By Trust | |
| Common Stock | holding | — | — | — | 2,814 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,171 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | Jun 3, 2015 | M | 4,842 | D | — | — | Common Stock | 4,842 | 111,419 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 06/01/2015. Data provided by plan administrator on 06/03/2015.
- F2With tandem tax withholding right
- F3One share of Apache common stock for each restricted stock unit.
- F4Vesting on 06/01/2015 of restricted stock units under employer plan. Vesting occurs 25% per year over four years. Data provided by plan administrator on 06/03/2015.