SEC Form 4 · accession 0001357400-15-000140
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Graham
Officer — Vice President
Period of report
Jun 3, 2015
Accepted (ET)
Jun 4, 2015 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Jun 3, 2015 | M | 1,487 | A | — | — | Common Stock | 1,487 | 16,328 | D |
| Restricted Stock / UnitsF3,F4,F5 | $0.00 | Jun 3, 2015 | M | 1,487 | D | — | — | Common Stock | 1,487 | 14,646 | D |
Explanation of responses
- F1One share of Apache common stock for each phantom stock unit.
- F2Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 06/01/2015. Data provided by plan administrator on 06/03/2015.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.
- F5Vesting on 06/01/2015 of restricted stock units under employer plan. Vesting occurs 25% per year over four years. Data provided by plan administrator on 06/03/2015.