SEC Form 4 · accession 0001357400-15-000138
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Graham
Officer — Vice President
Period of report
May 27, 2015
Accepted (ET)
May 28, 2015 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2015 | M | 646 | $0.00 | A | 1,017 | D | |
| Common Stock | May 27, 2015 | M | 411 | $0.00 | A | 1,428 | D | |
| Common Stock | holding | — | — | — | 4,939 | I | Held by trustee of 401(k) plan | |
| Common Stock | holding | — | — | — | 7,998 | I | Held by trustee of NQ plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | $0.00 | May 27, 2015 | M | 646 | D | — | — | Common Stock | 646 | 15,606 | D |
| Phantom Stock UnitsF2,F3 | $0.00 | May 27, 2015 | F | 216 | D | — | — | Common Stock | 216 | 16,037 | D |
| Phantom Stock UnitsF2,F4 | $0.00 | May 27, 2015 | D | 1 | D | — | — | Common Stock | 1 | 16,252 | D |
| Phantom Stock UnitsF2,F1 | $0.00 | May 27, 2015 | M | 411 | D | — | — | Common Stock | 411 | 15,841 | D |
| Phantom Stock UnitsF2,F3 | $0.00 | May 27, 2015 | F | 137 | D | — | — | Common Stock | 137 | 16,115 | D |
| Phantom Stock UnitsF2,F4 | $0.00 | May 27, 2015 | D | 1 | D | — | — | Common Stock | 1 | 16,252 | D |
Explanation of responses
- F1Exempt transaction pursuant to Rule 16(b)-3 - distribution under the provisions of Apache's Deferred Delivery Plan as of 05/22/2015 - data provided by the plan administrator on 05/27/2015.
- F2One share of Apache common stock for each phantom stock unit.
- F3Exempt transaction - units used to cover required tax withholding on a transaction exempt under Rule 16b-3 as of 05/22/2015 - data provided by the plan administrator on 05/27/2015 .
- F4Exempt transaction - disposition to the issuer involving the settlement of a fractional unit in cash in connection with transaction exempt under Rule 16b-3 as of 05/22/2015 - data provided by the plan administrator on 05/27/2015.