SEC Form 4 · accession 0001357400-15-000132
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
May 26, 2015
Accepted (ET)
May 26, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 3,000 | $0.00 | A | 22,080 | D | |
| Common Stock | May 26, 2015 | F | 1,260 | $62.53 | D | 20,820 | D | |
| Common Stock | May 26, 2015 | M | 1,104 | $0.00 | A | 21,924 | D | |
| Common Stock | May 26, 2015 | F | 464 | $62.53 | D | 21,460 | D | |
| Common Stock | holding | — | — | — | 1,332 | I | By Trust | |
| Common Stock | holding | — | — | — | 2,802 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,000 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | $0.00 | May 26, 2015 | J | 4 | A | — | — | Common Stock | 4 | 915 | D |
| Restricted Stock / UnitsF4,F5,F6 | $0.00 | May 26, 2015 | M | 3,000 | D | — | — | Common Stock | 3,000 | 117,365 | D |
| Restricted Stock / UnitsF4,F5,F7 | $0.00 | May 26, 2015 | M | 1,104 | D | — | — | Common Stock | 1,104 | 119,261 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 05/22/2015. Data provided by plan administrator on 05/26/2015.
- F2One share of Apache common stock for each phantom stock unit.
- F3Exempt acquisition pursuant to Rule 16b-3(d) - accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan as of 05/22/2015 - data provided by the plan administrator on 05/26/2015.
- F4With tandem tax withholding right
- F5One share of Apache common stock for each restricted stock unit.
- F6Vesting on 05/22/2015 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these shares, 60 percent (net of required tax withholding) will not be eligible for sale by the reporting person until such time as he retires or otherwise terminates employment with the company. Data provided by plan administrator on 05/26/2015.
- F7Vesting on 05/22/2015 of restricted stock units under employer plan - vesting occurs 25% per year over four years. Data provided by plan administrator on 05/26/2015.