SEC Form 4 · accession 0001357400-15-000131
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney J Eichler
Officer — Executive Advisor to CEO
Period of report
May 26, 2015
Accepted (ET)
May 26, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 4,175 | $0.00 | A | 40,416 | D | |
| Common Stock | May 26, 2015 | F | 1,945 | $62.53 | D | 38,471 | D | |
| Common Stock | holding | — | — | — | 13,350 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | $0.00 | May 26, 2015 | J | 346 | A | — | — | Common Stock | 346 | 86,821 | D |
| Restricted Stock / UnitsF4,F5,F6 | $0.00 | May 26, 2015 | M | 4,175 | D | — | — | Common Stock | 4,175 | 37,010 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 05/22/2015. Data provided by plan administrator on 05/26/2015.
- F2One share of Apache common stock for each phantom stock unit.
- F3Exempt acquisition pursuant to Rule 16b-3(d) - accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan as of 05/22/2015 - data provided by the plan administrator on 05/26/2015.
- F4With tandem tax withholding right
- F5One share of Apache common stock for each restricted stock unit.
- F6Vesting on 05/22/2015 of restricted stock units under employer plan - vesting occurs 25% per year over four years. Data provided by plan administrator on 05/26/2015.