SEC Form 4 · accession 0001357400-15-000083
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 530 | $0.00 | A | 18,030 | D | |
| Common Stock | May 4, 2015 | F | 223 | $68.55 | D | 17,807 | D | |
| Common Stock | holding | — | — | — | 1,332 | I | By Trust | |
| Common Stock | holding | — | — | — | 2,802 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 8,907 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | May 4, 2015 | M | 530 | D | — | — | Common Stock | 530 | 122,559 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 05/04/2015 - data provided by plan administrator on 05/05/2015.
- F2With tandem tax withholding right
- F3One share of Apache common stock for each restricted stock unit.
- F4Vesting on 05/04/2015 of restricted stock units under employer plan - data provided by plan administrator on 05/05/2015. Vesting occurs 25% per year over four years.