SEC Form 4 · accession 0001357400-15-000071
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Steven Farris
Director
Period of report
Apr 9, 2015
Accepted (ET)
Apr 13, 2015 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 9, 2015 | M | 31,750 | $56.73 | A | 404,327 | D | |
| Common Stock | Apr 9, 2015 | F | 29,050 | $66.47 | D | 375,277 | D | |
| Common Stock | holding | — | — | — | 2,129 | I | Held by trustee of 401(k) plan | |
| Common Stock | holding | — | — | — | 48,432 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 331 | I | By Spouse | |
| Common Stock | holding | — | — | — | 26,217 | I | Held in IRA | |
| Common Stock | holding | — | — | — | 3,000 | I | By PME 2011 Trust | |
| Common Stock | holding | — | — | — | 3,000 | I | By ARE 2011 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Buy $56.73)F2 | $56.73 | Apr 9, 2015 | M | 31,750 | D | May 5, 2009 | May 5, 2015 | Common Stock | 31,750 | 0 | D |
| Option (Buy $56.73)F2 | $56.73 | holding | — | — | — | May 5, 2009 | May 5, 2015 | Common Stock | 50 | 50 | I |
Explanation of responses
- F1Use, by attestation, of already-owned shares of Apache common stock to cover exercise price and required taxes.
- F2With tandem tax withholding right