SEC Form 4 · accession 0001357400-15-000042
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Graham
Officer — Vice President
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Feb 20, 2015 | A | 3,818 | A | — | — | Common Stock | 3,818 | 17,031 | D |
| Restricted Stock / UnitsF1,F2,F4 | $0.00 | Feb 23, 2015 | A | 1,372 | A | — | — | Common Stock | 1,372 | 18,403 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F32014 Business Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2014. Final number of RSUs determined 02/18/2015, with vesting 50% as of 12/31/2016 and 50% as of 12/31/2017. Data received from the plan administrator on 02/20/2015.
- F4Restricted stock units granted 02/19/2015 under employer plan - data provided by plan adminitrator on 02/23/2015. The units vest 1/3 on each of 03/01/2016, 02/19/2017, and 02/19/2018.