SEC Form 4 · accession 0001357400-15-000019
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron S. G. Merrick
Officer — Vice President
Period of report
Feb 1, 2015
Accepted (ET)
Feb 2, 2015 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2015 | M | 523 | $0.00 | A | 11,859 | D | |
| Common Stock | Feb 1, 2015 | F | 171 | $62.57 | D | 11,688 | D | |
| Common Stock | holding | — | — | — | 3,112 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Feb 1, 2015 | M | 523 | D | — | — | Common Stock | 523 | 9,681 | D |
Explanation of responses
- F1Vesting on 02/01/2015 of restricted stock units under employer plan. Vesting occurs 25% per year over four years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 02/01/2015.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.