SEC Form 4 · accession 0001567619-18-008358
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison Nagelberg
Officer — Legal Counsel
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | holding | — | — | — | 74,309 | D | ||
| Monmouth Real Estate Investment CorporationF2 | holding | — | — | — | 6,651 | I | IRA | |
| Monmouth Real Estate Investment CorporationF3 | holding | — | — | — | 3,665 | I | IRA Account of Spouse | |
| Monmouth Real Estate Investment CorporationF4 | holding | — | — | — | 604 | I | Account is C/F Son Cory | |
| Monmouth Real Estate Investment CorporationF5 | holding | — | — | — | 604 | I | Account is C/F Daughter Haley | |
| Monmouth Real Estate Investment CorporationF6 | holding | — | — | — | 598 | I | Account is C/F Son Jesse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $13.64 | holding | — | — | — | Dec 10, 2019 | Dec 10, 2026 | Monmouth Real Estate Investment Corporation | 45,000 | 45,000 | D |
| Monmouth Real Estate Investment Corporation | $14.24 | holding | — | — | — | Dec 9, 2017 | Dec 9, 2024 | Monmouth Real Estate Investment Corporation | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 756.9458 shares acquired through dividend reinvestment on 12/17/2018 and 14,270.5614 shares held in 401K Plan as of 12/2018.
- F2Includes 72.8996 shares acquired through dividend reinvestment on 12/17/2018.
- F3Includes 45.0777 shares acquired through dividend reinvestment on 12/17/2018.
- F4Includes 7.4321 shares acquired through dividend reinvestment on 12/17/2018.
- F5Includes 7.4321 shares acquired through dividend reinvestment on 12/17/2018.
- F6Includes 7.3566 shares acquired through dividend reinvestment on 12/17/2018.