SEC Form 4/A · accession 0001567619-18-008351
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Katie Rytter
Officer — Controller
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | holding | — | — | — | 8,327 | D | ||
| Monmouth Real Estate Investment CorporationF2 | holding | — | — | — | 241 | I | Account is C/F Son | |
| Monmouth Real Estate Investment CorporationF3 | holding | — | — | — | 201 | I | Account is C/F Nephew | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 767 | I | IRA Account | |
| Monmouth Real Estate Investment Corporation (Pref Series C) | holding | — | — | — | 370 | I | Held By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $13.64 | holding | — | — | — | Dec 10, 2019 | Dec 10, 2026 | Monmouth Real Estate Investment Corporation | 30,000 | 30,000 | D |
| Monmouth Real Estate Investment Corporation | $14.24 | holding | — | — | — | Dec 9, 2017 | Dec 9, 2024 | Monmouth Real Estate Investment Corporation | 20,000 | 20,000 | D |
Explanation of responses
- F1This form 4 amendment reflects the correct number of shares, 94.0084, acquired through dividend reinvestment on 12/17/2018. It also includes 1,042.1217 shares held in 401K Plan as of 12/2018.
- F2This form 4 amendment reflects the correct number of shares, 38.1970, purchased through the Dividend reinvestment and Stock Purchase Plan on 12/17/2018 and the correct number of shares, 2.9809, acquired through dividend reinvestment on 12/17/2018.
- F3This form 4 amendment reflects the correct number of shares, 38.1970, purchased through the Dividend Reinvestment and Stock Purchase Plan on 12/17/2018 and the correct number of shares, 2.4591, acquired through dividend reinvestment on 12/17/2018.