SEC Form 4 · accession 0001567619-18-008206
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin S. Miller
Officer — Chief Financial Officer · Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | Dec 17, 2018 | P | 73 | $13.715 | A | 45,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $13.64 | holding | — | — | — | Dec 10, 2019 | Dec 10, 2026 | Monmouth Real Estate Investment Corporation | 55,000 | 55,000 | D |
| Monmouth Real Estate Investment Corporation | $14.24 | holding | — | — | — | Dec 9, 2017 | Dec 9, 2024 | Monmouth Real Estate Investment Corporation | 40,000 | 40,000 | D |
Explanation of responses
- F1Includes 72.9120 shares purchased through the Dividend Reinvestment and Stock Purchase Plan on 12/17/2018; 549.4094 shares acquired through dividend reinvestment; and 1519.5094 shares held in 401(k) as of 12/17/2018