SEC Form 4 · accession 0001140361-17-035304
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S. Miller
Officer — Chief Financial Officer
Period of report
Sep 12, 2017
Accepted (ET)
Sep 13, 2017 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | Sep 12, 2017 | A | 1,000 | $0.00 | A | 41,516 | D | |
| Monmouth Real Estate Investment CorporationF2 | Sep 12, 2017 | A | 76 | $15.92 | A | 40,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $14.24 | holding | — | — | — | Dec 9, 2017 | Dec 9, 2024 | Monmouth Real Estate Investment Corporation | 40,000 | 40,000 | D |
Explanation of responses
- F1Restricted Stock Issuance: Vesting Schedule: 20% each year over a 5 year period commencing on 9/14/2018.
- F2Stock award for Directors.