SEC Form 4 · accession 0001140361-17-032395
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allison Nagelberg
Officer — Legal Counsel
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | Aug 15, 2017 | P | 1,391 | $14.38 | A | 64,144 | D | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 5,559 | I | IRA | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 3,437 | I | IRA Account of Spouse | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 566 | I | Account is C/F Son Cory | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 566 | I | Account is C/F Daughter Haley | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 561 | I | Account is C/F Son Jesse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $14.24 | holding | — | — | — | Dec 9, 2017 | Dec 9, 2024 | Monmouth Real Estate Investment Corporation | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 1,390.820 shares purchased through the Dividend Reinvestment and Stock Purchase Plan on 8/15/2017 and 10,775 shares held in the 401K Plan as of 3/2017.