SEC Form 4 · accession 0001140361-16-090157
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katie Rytter
Officer — Controller
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | Dec 15, 2016 | P | 74 | $13.44 | A | 184 | I | Account is C/F Son |
| Monmouth Real Estate Investment CorporationF2 | Dec 15, 2016 | P | 37 | $13.44 | A | 147 | I | Account is C/F Nephew |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 7,333 | D | ||
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 709 | I | IRA Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $14.24 | holding | — | — | — | Dec 9, 2017 | Dec 9, 2024 | Monmouth Real Estate Investment Corporation | 20,000 | 20,000 | D |
Explanation of responses
- F1Includes 74.4047 shares purchased through the Dividend Reinvestment and Stock Purchase Plan on 12/15/2016.
- F2Includes 37.2023 shares purchased through the Dividend Reinvestment and Stock Purchase Plan on 12/15/2016.