SEC Form 4 · accession 0001140361-16-047697
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Landy
Officer — President and CEO · Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 13, 2016 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1 | Jan 13, 2016 | M | 25,000 | $7.25 | A | 328,679 | D | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 28,376 | I | Held By Spouse | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 72,419 | I | Account is C/F Daughter, Monica | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 72,663 | I | Account is C/F Son, Aaron | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 53,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $7.25 | Jan 13, 2016 | M | 25,000 | D | Oct 20, 2009 | Oct 20, 2016 | MNR Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Exercise of stock option.