SEC Form 4 · accession 0001140361-15-043096
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene W Landy
Officer — Chairman of the Board · Director
Period of report
Nov 30, 2015
Accepted (ET)
Nov 30, 2015 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| MNR Common StockF1 | Nov 30, 2015 | M | 65,000 | $8.22 | A | 785,867 | D | |
| MNR Common Stock | holding | — | — | — | 33,183 | I | Juniper Plaza Associates | |
| MNR Common Stock | holding | — | — | — | 26,212 | I | Windsor Industrial Park Associates | |
| MNR Common Stock | holding | — | — | — | 131,200 | I | Eugene W. and Gloria Landy Family Foundation | |
| MNR Common Stock | holding | — | — | — | 97,914 | I | Spouse | |
| MNR Common Stock | holding | — | — | — | 192,294 | I | Landy & Landy Employees' Pension Plan | |
| MNR Common Stock | holding | — | — | — | 13,048 | I | Landy Investments, Ltd. | |
| MNR Common Stock | holding | — | — | — | 225,427 | I | Landy & Landy Employees' Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Qualified Stock Option to Purchase MNR Common Stock | $8.22 | Nov 30, 2015 | M | 65,000 | A | Dec 12, 2008 | Dec 12, 2015 | MNR Common Stock | 65,000 | 0 | D |
| Qualified Stock Option to Purchase MNR Common Stock | $11.16 | holding | — | — | — | Jan 5, 2016 | Jan 5, 2023 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $8.94 | holding | — | — | — | Jan 3, 2015 | Jan 3, 2022 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $10.46 | holding | — | — | — | Jan 3, 2014 | Jan 3, 2021 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $9.33 | holding | — | — | — | Jan 3, 2013 | Jan 3, 2020 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $8.72 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2019 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $7.22 | holding | — | — | — | Jan 5, 2011 | Jan 5, 2018 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $7.25 | holding | — | — | — | Oct 20, 2009 | Oct 20, 2016 | MNR Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1Exercise of Monmouth Real Estate Investment Stock Option.