SEC Form 4 · accession 0001140361-15-035319
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Landy
Officer — President and CEO · Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment CorporationF1,F2 | Sep 17, 2015 | A | 1,000 | $0.00 | A | 272,766 | D | |
| Monmouth Real Estate Investment CorporationF3 | holding | — | — | — | 25,060 | I | Held By Spouse | |
| Monmouth Real Estate Investment CorporationF4 | holding | — | — | — | 71,225 | I | Account is C/F Daughter, Monica | |
| Monmouth Real Estate Investment CorporationF5 | holding | — | — | — | 71,464 | I | Account is C/F Son, Aaron | |
| Monmouth Real Estate Investment Corporation | holding | — | — | — | 53,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Monmouth Real Estate Investment Corporation | $7.25 | holding | — | — | — | Oct 20, 2009 | Oct 20, 2016 | MNR Common Stock | 25,000 | 25,000 | D |
| Monmouth Real Estate Investment Corporation | $7.80 | holding | — | — | — | Mar 10, 2009 | Mar 10, 2016 | MNR Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Restricted Stock Issuance: Vesting Schedule: 20% each year for a five year period, commencing 9/14/2016.
- F2Includes 1,914.277 shares acquired through dividend reinvestment on 9/15/2015 and 17,047 shares held in 401K Plan.
- F3Includes 319.382 shares acquired through dividend reinvestment on 9/15/2015.
- F4Includes 1,205.834 shares acquired through dividend reinvestment on 9/15/2015.
- F5Includes 1,209.894 shares acquired through dividend reinvestment on 9/15/2015.