SEC Form 4 · accession 0001140361-15-032580
MONMOUTH REAL ESTATE INVESTMENT CORP · MNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene W Landy
Officer — Chairman of the Board · Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| MNR Common StockF1 | Aug 17, 2015 | P | 2,703 | $9.25 | A | 33,183 | I | Juniper Plaza Associates |
| MNR Common StockF2 | Aug 17, 2015 | P | 2,703 | $9.25 | A | 26,212 | I | Windsor Industrial Park Associates |
| MNR Common Stock | holding | — | — | — | 719,472 | D | ||
| MNR Common Stock | holding | — | — | — | 131,200 | I | Eugene W. and Gloria Landy Family Foundation | |
| MNR Common Stock | holding | — | — | — | 97,914 | I | Spouse | |
| MNR Common Stock | holding | — | — | — | 192,294 | I | Landy & Landy Employees' Pension Plan | |
| MNR Common Stock | holding | — | — | — | 13,048 | I | Landy Investments, Ltd. | |
| MNR Common Stock | holding | — | — | — | 225,427 | I | Landy & Landy Employees' Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Qualified Stock Option to Purchase MNR Common Stock | $11.16 | holding | — | — | — | Jan 5, 2016 | Jan 5, 2023 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $8.94 | holding | — | — | — | Jan 3, 2015 | Jan 3, 2022 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $10.46 | holding | — | — | — | Jan 3, 2014 | Jan 3, 2021 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $9.33 | holding | — | — | — | Jan 3, 2013 | Jan 3, 2020 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $8.72 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2019 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $7.22 | holding | — | — | — | Jan 5, 2011 | Jan 5, 2018 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $7.25 | holding | — | — | — | Oct 20, 2009 | Oct 20, 2016 | MNR Common Stock | 65,000 | 65,000 | D |
| Qualified Stock Option to Purchase Common Stock | $8.22 | holding | — | — | — | Dec 12, 2008 | Dec 12, 2015 | MNR Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1Includes 2,702.702 shares purchased under the MNR Dividend Reinvestment and Stock Purchase Plan on August 17, 2015. Also includes 501.32 shares previously acquired under the MNR Dividend Reinvestment and Stock Purchase Plan. The 501.32 shares are not required to be reported but are being reported on this Form 4 to show total holdings.
- F2Includes 2,702.702 shares purchased under the MNR Dividend Reinvestment and Stock Purchase Plan on August 17, 2015. Also includes 386.66 shares previously acquired under the MNR Dividend Reinvestment and Stock Purchase Plan. The 386.66 shares are not required to be reported but are being reported on this Form 4 to show total holdings.