SEC Form 4 · accession 0001567619-19-006419
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J McBurney
Officer — VP, Strat Planning and Dev
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 6, 2019 | M | 3,788 | $10.00 | A | 50,343 | D | |
| Common stockF1 | Mar 6, 2019 | S | 3,788 | $14.7464 | D | 46,555 | D | |
| Common stockF1 | Mar 6, 2019 | M | 1,200 | $10.40 | A | 47,755 | D | |
| Common stockF1 | Mar 6, 2019 | S | 1,200 | $14.7024 | D | 46,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $10.00 | Mar 6, 2019 | M | 3,788 | A | — | May 31, 2026 | Common stock | 3,788 | 3,790 | D |
| Employee stock optionF3 | $10.40 | Mar 6, 2019 | M | 1,200 | A | — | Jun 3, 2023 | Common stock | 1,200 | 1,323 | D |
Explanation of responses
- F1This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.
- F3This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.