SEC Form 4 · accession 0001567619-19-002930
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Wollenberg
Officer — VP - CTO
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 7, 2019 | M | 6,186 | $11.39 | A | 86,037 | D | |
| Common stockF1 | Feb 7, 2019 | S | 6,186 | $15.349 | D | 79,851 | D | |
| Common stockF1 | Feb 7, 2019 | M | 7,348 | $10.00 | A | 87,199 | D | |
| Common stockF1 | Feb 7, 2019 | S | 7,348 | $15.349 | D | 79,851 | D | |
| Common stockF1 | Feb 7, 2019 | S | 21,800 | $15.35 | D | 58,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $11.39 | Feb 7, 2019 | M | 6,186 | D | — | Jun 2, 2025 | Common stock | 6,186 | 2,062 | D |
| Employee stock optionF3 | $10.00 | Feb 7, 2019 | M | 7,348 | D | — | May 31, 2026 | Common stock | 7,348 | 7,348 | D |
Explanation of responses
- F1This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vests in four equal installments on June 5, 2016, 2017, 2018, and 2019.
- F3This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.