SEC Form 4 · accession 0001140361-18-026847
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Lucareli
Officer — VP, Finance & CFO
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | May 30, 2018 | A | 17,715 | $0.00 | A | 138,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF3 | $17.90 | May 30, 2018 | A | 20,131 | A | — | May 30, 2028 | Common stock | 20,131 | 20,131 | D |
Explanation of responses
- F1This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
- F2This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F3This option will vest in four equal annual installments commencing on 5/30/19.