SEC Form 4 · accession 0001140361-18-010781
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J McBurney
Officer — VP, Strategic Planning and Dev
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 27, 2018 | M | 1,379 | $5.75 | A | 32,700 | D | |
| Common stockF1 | Feb 27, 2018 | S | 1,379 | $25.05 | D | 31,321 | D | |
| Common stockF1 | Feb 27, 2018 | M | 1,000 | $10.40 | A | 32,321 | D | |
| Common stockF1 | Feb 27, 2018 | S | 1,000 | $25.05 | D | 31,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $5.75 | Feb 27, 2018 | M | 1,379 | D | — | Jun 5, 2022 | Common stock | 1,379 | 0 | D |
| Employee stock optionF3 | $10.40 | Feb 27, 2018 | M | 1,000 | D | — | Jun 3, 2023 | Common stock | 1,000 | 2,523 | D |
Explanation of responses
- F1This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vested in four equal installments on June 5, 2012, 2013, 2014, and 2015.
- F3This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.