SEC Form 4 · accession 0001140361-18-008593
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Wollenberg
Officer — VP - CTO
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 9:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 13, 2018 | M | 2,946 | $14.93 | A | 67,866 | D | |
| Common stockF1 | Feb 13, 2018 | S | 2,946 | $22.7577 | D | 64,920 | D | |
| Common stockF1 | Feb 13, 2018 | M | 7,089 | $10.40 | A | 72,009 | D | |
| Common stockF1 | Feb 13, 2018 | S | 7,089 | $22.7577 | D | 64,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $14.93 | Feb 13, 2018 | M | 2,946 | D | — | Jul 21, 2021 | Common stock | 2,946 | 0 | D |
| Employee stock optionF3 | $10.40 | Feb 13, 2018 | M | 7,089 | D | — | Jun 3, 2023 | Common stock | 7,089 | 0 | D |
Explanation of responses
- F1This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vested in four equal installments on July 21, 2011, 2012, 2013, and 2014.
- F3This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.