SEC Form 4 · accession 0001140361-18-005225
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Bowser
Officer — VP - Global Operations
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 2, 2018 | M | 3,812 | $13.33 | A | 131,247 | D | |
| Common stockF1 | Feb 2, 2018 | S | 3,500 | $24.357 | D | 127,747 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $13.33 | Feb 2, 2018 | M | 3,812 | D | — | Feb 11, 2018 | Common stock | 3,812 | 0 | D |
Explanation of responses
- F1This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.