SEC Form 4 · accession 0001140361-17-046873
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Marry
Officer — Exec VP & COO
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Dec 19, 2017 | M | 7,992 | $13.33 | A | 222,160 | D | |
| Common stockF1,F2 | Dec 19, 2017 | S | 492 | $20.8221 | D | 221,668 | D | |
| Common stockF2 | Dec 19, 2017 | S | 5,000 | $21.00 | D | 216,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF1,F3 | $13.33 | Dec 19, 2017 | M | 7,992 | D | — | Feb 11, 2018 | Common stock | 7,992 | 0 | D |
Explanation of responses
- F1Transactions regarding options with near-term expiration date.
- F2This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F3This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.