SEC Form 4 · accession 0001140361-17-046179
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Marry
Officer — Exec VP & COO
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 13, 2017 | M | 10,543 | $5.75 | A | 214,168 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $5.75 | Dec 13, 2017 | M | 10,543 | D | — | Jun 5, 2022 | Common stock | 10,543 | 0 | D |
Explanation of responses
- F1This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vested in four equal installments on June 5, 2012, 2013, 2014, and 2015.