SEC Form 4 · accession 0001140361-17-045179
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger Schwab
Officer — VP, VTS
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 4, 2017 | M | 7,572 | $10.40 | A | 50,159 | D | |
| Common stock | Dec 4, 2017 | S | 7,572 | $22.616 | D | 42,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF1 | $10.40 | Dec 4, 2017 | M | 7,572 | A | — | Jun 3, 2023 | Common stock | 7,572 | 0 | D |
Explanation of responses
- F1This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.