SEC Form 4 · accession 0001140361-16-089645
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Marry
Officer — Exec VP & COO
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 13, 2016 | M | 15,580 | $5.01 | A | 220,948 | D | |
| Common stockF1 | Dec 13, 2016 | S | 15,580 | $15.43 | D | 205,368 | D | |
| Common stockF1 | Dec 13, 2016 | S | 4,000 | $15.70 | D | 201,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $5.01 | Dec 13, 2016 | M | 15,580 | D | — | Jun 9, 2019 | Common stock | 15,580 | 0 | D |
Explanation of responses
- F1This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.