SEC Form 4 · accession 0001140361-15-023258
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Wollenberg
Officer — Regional VP - North America
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jun 2, 2015 | A | 10,887 | $11.39 | A | 49,954 | D | |
| Common stockF3,F2 | Jun 2, 2015 | F | 630 | $11.39 | D | 49,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF4 | $11.39 | Jun 2, 2015 | A | 8,248 | A | — | Jun 2, 2025 | Common stock | 8,248 | 38,436 | D |
Explanation of responses
- F1This stock award will vest in four equal annual increments commencing on 6/2/16.
- F2This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F3Shares disposed of in a private transaction to cover tax withholding.
- F4This option will vest in four equal annual increments commencing on 6/2/16.