SEC Form 4 · accession 0001140361-15-023257
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger Schwab
Officer — Regional VP - Europe
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 2, 2015 | A | 8,986 | $11.39 | A | 27,566 | D | |
| Common stockF2 | Jun 2, 2015 | F | 945 | $11.39 | A | 26,621 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF3 | $11.39 | Jun 2, 2015 | A | 6,808 | A | — | Jun 2, 2025 | Common stock | 6,808 | 20,564 | D |
Explanation of responses
- F1This stock will vest in four equal annual increments commencing on 6/2/16.
- F2Shares disposed of in a private transaction to cover tax withholding.
- F3This option will vest in four equal annual increments commencing on 6/2/16.