SEC Form 4 · accession 0001140361-15-008604
MODINE MANUFACTURING CO · MOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J McBurney
Officer — VP, Building HVAC
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 23, 2015 | M | 2,390 | $5.75 | A | 20,389 | D | |
| Common stockF1 | Feb 23, 2015 | S | 2,390 | $12.97 | D | 17,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock optionF2 | $5.75 | Feb 23, 2015 | M | 2,390 | A | — | Jun 5, 2022 | Common stock | 2,390 | 1,379 | D |
Explanation of responses
- F1This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
- F2This option vests in four equal installments on June 5, 2012, 2013, 2014, and 2015.