SEC Form 4 · accession 0001235802-17-000094

MOCON INC · MOCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 22, 2017

Accepted (ET)

Jun 26, 2017 · 3:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067279

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Statutory Stock Option (right to buy)^F1	$17.40	Jun 22, 2017	D	2,500	D	—	Dec 21, 2021	Common Stock	2,500	D
Non-Statutory Stock Option (right to buy)^F2	$14.38	Jun 22, 2017	D	2,500	D	—	Dec 29, 2022	Common Stock	2,500	D
Non-Statutory Stock Option (right to buy)^F3	$19.00	Jun 22, 2017	D	2,500	D	—	Dec 27, 2023	Common Stock	2,500	D

F1This fully vested option was canceled in the merger in exchange for a cash payment of $31,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F2This fully vested option was canceled in the merger in exchange for a cash payment of $39,050.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F3This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $27,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.