SEC Form 4 · accession 0001235802-17-000089
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elissa Jeanette Lindsoe
Officer — Chief Financial Officer
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2017 | D | 10,432 | $30.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Employee Stock Option (right to buy)F2 | $17.40 | Jun 22, 2017 | D | 4,253 | D | — | Dec 21, 2021 | Common Stock | 4,253 | 0 | D |
| Non-Qualified Employee Stock Option (right to buy)F3 | $14.38 | Jun 22, 2017 | D | 17,657 | D | — | Dec 29, 2022 | Common Stock | 17,657 | 0 | D |
| Incentive Employee Stock Option (right to buy)F4 | $19.00 | Jun 22, 2017 | D | 5,263 | D | — | Dec 27, 2023 | Common Stock | 5,263 | 0 | D |
| Non-Qualified Employee Stock Option (right to buy)F5 | $19.00 | Jun 22, 2017 | D | 14,737 | D | — | Dec 27, 2023 | Common Stock | 14,737 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 16, 2017, by and among AMETEK, Inc., AMETEK Atom, Inc. and MOCON, Inc.
- F2This fully vested option was canceled in the merger in exchange for a cash payment of $53,587.80 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
- F3This fully vested option was canceled in the merger in exchange for a cash payment of $275,802.34 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
- F4This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $57,893.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
- F5This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $162,107.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.