SEC Form 4 · accession 0001235802-17-000088
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice Hubertus Petrus Janssen
Officer — Sr VP Global Sales & Marketing
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock Option (right to buy)F1 | $18.70 | Jun 22, 2017 | D | 9,652 | D | — | Jan 16, 2024 | Common Stock | 9,652 | 0 | D |
| Incentive Stock Option (right to buy)F2 | $18.70 | Jun 22, 2017 | D | 5,348 | D | — | Jan 16, 2024 | Common Stock | 5,348 | 0 | D |
Explanation of responses
- F1This option, which becomes exercisable on January 15, 2018, was canceled in the merger in exchange for a cash payment of $109,067.60 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
- F2This option, which becomes exercisable on January 15, 2018, was canceled in the merger in exchange for a cash payment of $60,432.40 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.