SEC Form 4 · accession 0001235802-17-000087

MOCON INC · MOCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Robert L Demorest

Officer — Chairman, President and CEO · Director

Period of report

Jun 22, 2017

Accepted (ET)

Jun 26, 2017 · 11:53 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067279

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 22, 2017	D	242,473	$30.00	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Employee Stock Option (right to buy)^F2	$12.96	Jun 22, 2017	D	5,284	D	—	Dec 30, 2017	Common Stock	5,284	D
Non-Qualified Employee Stock Option (right to buy)^F3	$16.00	Jun 22, 2017	D	6,750	D	—	Dec 29, 2018	Common Stock	6,750	D
Non-Qualified Employee Stock Option (right to buy)^F4	$14.40	Jun 22, 2017	D	6,056	D	—	Dec 30, 2019	Common Stock	6,056	D
Non-Qualified Employee Stock Option (right to buy)^F5	$15.86	Jun 22, 2017	D	13,695	D	—	Dec 30, 2020	Common Stock	13,695	D
Incentive Employee Stock Option (right to buy)^F6	$17.40	Jun 22, 2017	D	9,253	D	—	Dec 21, 2021	Common Stock	9,253	D
Non-Qualified Employee Stock Option (right to buy)^F7	$14.38	Jun 22, 2017	D	67,657	D	—	Dec 29, 2022	Common Stock	67,657	D
Non-Qualified Employee Stock Option (right to buy)^F8	$19.00	Jun 22, 2017	D	44,737	D	—	Dec 27, 2023	Common Stock	44,737	D
Incentive Employee Stock Option (right to buy)^F9	$19.00	Jun 22, 2017	D	5,263	D	—	Dec 27, 2023	Common Stock	5,263	D

Explanation of responses

F1Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 16, 2017, by and among AMETEK, Inc., AMETEK Atom, Inc. and MOCON, Inc.
F2This fully vested option was canceled in the merger in exchange for a cash payment of $90,039.36 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F3This fully vested option was canceled in the merger in exchange for a cash payment of $94,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F4This fully vested option was canceled in the merger in exchange for a cash payment of $94,474.21 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F5This fully vested option was canceled in the merger in exchange for a cash payment of $193,647.30 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F6This fully vested option was canceled in the merger in exchange for a cash payment of $116,587.80 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F7This fully vested option was canceled in the merger in exchange for a cash payment of $1,056,802.34 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F8This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $492,107.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
F9This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $57,893.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.