SEC Form 4 · accession 0001235802-17-000074

MOCON INC · MOCO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Jun 7, 2017

Accepted (ET)

Jun 8, 2017 · 4:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067279

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 7, 2017	M	7,716	$12.96	A	229,883	D
Common Stock	Jun 7, 2017	M	6,250	$16.00	A	236,133	D
Common Stock	Jun 7, 2017	M	6,944	$14.3999	A	243,077	D
Common Stock	Jun 7, 2017	M	6,305	$15.86	A	249,382	D
Common Stock	Jun 7, 2017	M	5,747	$17.40	A	255,129	D
Common Stock	Jun 7, 2017	M	5,000	$13.26	A	260,129	D
Common Stock	Jun 7, 2017	M	2,343	$14.38	A	262,472	D
Common Stock	Jun 7, 2017	F	19,999	$30.00	D	242,473	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Incentive Employee Stock Option (right to buy)^F1	$12.96	Jun 7, 2017	M	7,716	D	—	Dec 30, 2017	Common Stock	7,716	D
Incentive Employee Stock Option (right to buy)^F1	$16.00	Jun 7, 2017	M	6,250	D	—	Dec 29, 2018	Common Stock	6,250	D
Incentive Employee Stock Option (right to buy)^F1	$14.3999	Jun 7, 2017	M	6,944	D	—	Dec 30, 2019	Common Stock	6,944	D
Incentive Employee Stock Option (right to buy)^F1	$15.86	Jun 7, 2017	M	6,305	D	—	Dec 30, 2020	Common Stock	6,305	D
Incentive Employee Stock Option (right to buy)^F1	$17.40	Jun 7, 2017	M	5,747	D	—	Dec 21, 2021	Common Stock	5,747	D
Incentive Employee Stock Option (right to buy)^F1	$13.26	Jun 7, 2017	M	5,000	D	—	Aug 31, 2022	Common Stock	5,000	D
Incentive Employee Stock Option (right to buy)^F1	$14.38	Jun 7, 2017	M	2,343	D	—	Dec 29, 2022	Common Stock	2,343	D