SEC Form 4 · accession 0001235802-17-000073
MOCON INC · MOCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Barto
Officer — SVP Global Mgmt & Engineering
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067279
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | M | 6,954 | $14.38 | A | 6,954 | D | |
| Common Stock | Jun 7, 2017 | F | 3,333 | $30.00 | D | 3,621 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Employee Stock Option (right to buy)F1 | $14.38 | Jun 7, 2017 | M | 6,954 | D | — | Dec 29, 2022 | Common Stock | 6,954 | 0 | D |
Explanation of responses
- F1This option has fully vested.